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31st July 2023: The deadline imposed by the FCA for new and existing products or services to be compliant with the incoming Consumer Duty regulations is fast approaching. Are you ready?
At Square Mile, we are committed to helping investors build a better financial future.
At the heart of the new regulation is a new principle that requires firms to deliver good outcomes to clients. Find out more about the new requirements and the implications for adviser firms in this short guide.
Arguably the biggest overhaul since RDR, in this video update, we take a look at the impact of Consumer Duty on the advice process, and how businesses can prepare to ensure readiness by August 2023.
Hear more on the Consumer Duty and the impact it will have on adviser firms, as well as what should be top of mind as the deadlines approach from Vanessa Johnson of threesixty services.
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The FCA’s Consumer Duty represents one of the largest pieces of regulatory reform in the retail market for more than a decade. The four outcomes have always been core to the way Square Mile operates and we have spent a considerable amount of time examining the implications of Consumer Duty and how we can support you in delivering the desired outcome to your clients.
To help you understand the responsibilities and requirements across manufacturers, co-manufacturers and distributors, we have created a comprehensive guide. To receive a copy, as well as further updates on Consumer Duty, straight to your inbox, please complete the short form below.
The FCA’s Consumer Duty represents one of the largest pieces of regulatory reform in the retail market for more than a decade. The four outcomes have always been core to the way Square Mile operates and we have spent a considerable amount of time examining the implications of Consumer Duty and how we can support you in delivering the desired outcome to your clients. For more information on how we can help, please don't hesitate to contact us.
Want to know more or have a question? Our team is here to help.